REINVENTING THE CAPITAL MARKETS

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                    [title] => TriPoint SDO™ 
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                    [title] => Syndication
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                            [name] => Mark Elenowitz
                            [position] => CEO
                            [description] => <p>Mr. Elenowitz is responsible for the overall corporate
development of the firm and advising clients on structuring, financings and
acquisitions. He has extensive experience in advising clients on SOX 404
compliance, employee option programs, and capital markets navigation including
acting as a member of the board of directors. He has worked with numerous
public and private companies.</p><p>Mr. Elenowitz integrates a strong, successful
entrepreneurial background with extensive financial services and capital
markets experience. He has assisted numerous companies in a
"soup-to-nuts" process, preparing them for life as a public company
and advising them on an ongoing basis as to further rounds of financing,
strategic acquisitions and a broader investor base via a listing on a higher
securities exchange or market.</p><p>Mr. Elenowitz is also Managing Director of
TriPoint Capital Advisors, LLC, a merchant banking and financial consulting affiliate
of TriPoint Global Equities. He is the recipient of several entrepreneurial
awards and has been profiled in BusinessWeek and CNBC, as well as several other
publications. He is a graduate of the University of Maryland School of Business
and Management with a B.S. in Finance. He holds Series 24, 62, 63, 79, 82 and
99 licenses.</p>
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                            [name] => Louis Taubman
                            [position] => General Counsel
                            [description] => <p>Mr. Taubman is a partner in the New York office of Hunter Taubman Weiss. Mr. Taubman’s practice concentrates on securities law, corporate finance and corporate governance. Mr. Taubman represents issuers, broker dealers and investors in connection with “going public” transactions, private and public finance. Mr. Taubman provides counsel to issuers and institutional investors with regard to the set up and implementation of public company structures for both domestic and foreign based issuers.</p><p>Mr. Taubman has provided advice with regard to initial public offerings, APOs and RTOs for numerous small to mid cap public issuers with both domestic and overseas operations. He has provided counsel to such issuers, as well as institutions involved in the finance of such issuers, with regard to both public and private financing transactions. Mr. Taubman currently provides advice to various issuers with regard to their continued Securities Exchange Act of 1934 reporting requirements, as well as related issues of corporate compliance and governance. Mr. Taubman also assists issuers with regard to initial listing on the Nasdaq, NYSE-AMEX, OTCQX and other markets and exchanges, as well as ongoing compliance with exchange listing requirements.</p><p>Prior to forming Hunter Taubman Weiss, Mr. Taubman was an attorney in the legal department of Prudential Securities, Inc. He also spent time as an associate and later a partner in several boutique securities law firms in New York and is a founder of several consulting and financial services companies currently operating on Wall Street.</p>
                            [photo] => S5kzN6_lou_taubman pic.png
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                        (
                            [name] => ​Anthony Marchese
                            [position] => Managing Director
                            [description] => <p>Mr. Marchese is a Managing Director of the firm.  In addition, he actively manages a portfolio of small and micro-cap securities while also serving in an advisory capacity to the same sector. Mr. Marchese is the general partner and chief investment officer of the Insiders Trend Fund, LP, an investment partnership whose mandate is to invest in those public companies whose officers and/or directors have been active acquirers of their own stock. Mr. Marchese's prior experience includes Axiom Capital Management, Inc. (senior vice president- May 2011 to May 2012), Monarch Capital Group, LLC (President and Chief Operating Officer – 2003 to 2011), Laidlaw Equities (senior vice president – April 1997 to March 2002), Southcoast Capital (senior vice president – May 1988 to April 1997), Oppenheimer & Co., Inc. (limited partner – September 1982 to May 1988), Prudential-Bache (vice president – July 1981 to August 1982), and the General Motors Corporation (analyst – June 1980 to June 1981). Mr. Marchese is currently a board member of Texas Rare Earth Resources (OTCQX: TRER). Mr. Marchese served in the U.S. Army Intelligence & Security Command. He received an M.B.A. in finance from the University of Chicago. He holds the Series 4, 7, 24, 53, 55, 63  and BATS Z- Exchange Representative and Principal licenses. Mr. Marchese has been a long standing FINRA arbitrator.</p>
                            [photo] => BJ6fXV_marchese.jpg
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                    [3] => Array
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                            [name] => Michael Boswell
                            [position] => President, CCO
                            [description] => <p>Mr. Boswell is co-founder, President, Chief Operating Officer and Chief Compliance Officer of  the firm. He is also a Managing Director of TriPoint Capital Advisors, LLC, a merchant banking and financial consulting affiliate of TriPoint Global Equities. Mr. Boswell provides high-level financial services to start-up businesses and small to mid-sized companies, including holding executive and CFO positions with client companies. With TriPoint Capital Advisors, he has assisted numerous companies by advising them on corporate finance, corporate structure, corporate governance, mergers and acquisitions, SOX 404 compliance, implications of various SEC rules and FASB Emerging Issues Task Force issues as they relate to private placements, SEC reporting and disclosure requirements and employee option programs.</p><p>Mr. Boswell is currently CFO of Fitness EFX, LLC, a privately held fitness and wellness company and General Technologies Corp, a privately held technology company. He was previously CFO of Ocean Smart International and has advised numerous public companies on accounting and valuation issues. Prior to the founding of TriPoint, Mr. Boswell held a number of executive positions focusing on business development and management consulting. He also spent eight years as a senior analyst and senior engineer for various branches of the United States Government. Mr. Boswell earned a M.B.A. from Johns Hopkins University and a B.S. degree in Mechanical Engineering from University of Maryland. He holds the Series 24, 62, 63, 79, 82 and 99 licenses.</p>
                            [photo] => IuOl9r_MIke Pic.jpg
                        )

                    [4] => Array
                        (
                            [name] => Faruq Marican
                            [position] => VP
                            [description] => <p>Faruq Marican is primarily responsible for product development and marketing strategy at the firm. He specializes at the overlap between finance, technology and design. He is the co-founder of BoardVote, a social-enabled investor relations platform. He graduated from Indiana University in 2010 and holds the series 7 and 63 licenses.</p>
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                (
                    [0] => Array
                        (
                            [name] => Mark Elenowitz
                            [position] => CEO
                            [description] => <p>Mr. Elenowitz is responsible for the overall corporate
development of the firm and advising clients on structuring, financings and
acquisitions. He has extensive experience in advising clients on SOX 404
compliance, employee option programs, and capital markets navigation including
acting as a member of the board of directors. He has worked with numerous
public and private companies.</p><p>Mr. Elenowitz integrates a strong, successful
entrepreneurial background with extensive financial services and capital
markets experience. He has assisted numerous companies in a
"soup-to-nuts" process, preparing them for life as a public company
and advising them on an ongoing basis as to further rounds of financing,
strategic acquisitions and a broader investor base via a listing on a higher
securities exchange or market.</p><p>Mr. Elenowitz is also Managing Director of
TriPoint Capital Advisors, LLC, a merchant banking and financial consulting affiliate
of TriPoint Global Equities. He is the recipient of several entrepreneurial
awards and has been profiled in BusinessWeek and CNBC, as well as several other
publications. He is a graduate of the University of Maryland School of Business
and Management with a B.S. in Finance. He holds Series 24, 62, 63, 79, 82 and
99 licenses.</p>
                            [photo] => wpeQUw_Elenowitz  Headshot 4.jpg
                        )

                    [1] => Array
                        (
                            [name] => Louis Taubman
                            [position] => General Counsel
                            [description] => <p>Mr. Taubman is a partner in the New York office of Hunter Taubman Weiss. Mr. Taubman’s practice concentrates on securities law, corporate finance and corporate governance. Mr. Taubman represents issuers, broker dealers and investors in connection with “going public” transactions, private and public finance. Mr. Taubman provides counsel to issuers and institutional investors with regard to the set up and implementation of public company structures for both domestic and foreign based issuers.</p><p>Mr. Taubman has provided advice with regard to initial public offerings, APOs and RTOs for numerous small to mid cap public issuers with both domestic and overseas operations. He has provided counsel to such issuers, as well as institutions involved in the finance of such issuers, with regard to both public and private financing transactions. Mr. Taubman currently provides advice to various issuers with regard to their continued Securities Exchange Act of 1934 reporting requirements, as well as related issues of corporate compliance and governance. Mr. Taubman also assists issuers with regard to initial listing on the Nasdaq, NYSE-AMEX, OTCQX and other markets and exchanges, as well as ongoing compliance with exchange listing requirements.</p><p>Prior to forming Hunter Taubman Weiss, Mr. Taubman was an attorney in the legal department of Prudential Securities, Inc. He also spent time as an associate and later a partner in several boutique securities law firms in New York and is a founder of several consulting and financial services companies currently operating on Wall Street.</p>
                            [photo] => S5kzN6_lou_taubman pic.png
                        )

                    [2] => Array
                        (
                            [name] => ​Anthony Marchese
                            [position] => Managing Director
                            [description] => <p>Mr. Marchese is a Managing Director of the firm.  In addition, he actively manages a portfolio of small and micro-cap securities while also serving in an advisory capacity to the same sector. Mr. Marchese is the general partner and chief investment officer of the Insiders Trend Fund, LP, an investment partnership whose mandate is to invest in those public companies whose officers and/or directors have been active acquirers of their own stock. Mr. Marchese's prior experience includes Axiom Capital Management, Inc. (senior vice president- May 2011 to May 2012), Monarch Capital Group, LLC (President and Chief Operating Officer – 2003 to 2011), Laidlaw Equities (senior vice president – April 1997 to March 2002), Southcoast Capital (senior vice president – May 1988 to April 1997), Oppenheimer & Co., Inc. (limited partner – September 1982 to May 1988), Prudential-Bache (vice president – July 1981 to August 1982), and the General Motors Corporation (analyst – June 1980 to June 1981). Mr. Marchese is currently a board member of Texas Rare Earth Resources (OTCQX: TRER). Mr. Marchese served in the U.S. Army Intelligence & Security Command. He received an M.B.A. in finance from the University of Chicago. He holds the Series 4, 7, 24, 53, 55, 63  and BATS Z- Exchange Representative and Principal licenses. Mr. Marchese has been a long standing FINRA arbitrator.</p>
                            [photo] => BJ6fXV_marchese.jpg
                        )

                    [3] => Array
                        (
                            [name] => Michael Boswell
                            [position] => President, CCO
                            [description] => <p>Mr. Boswell is co-founder, President, Chief Operating Officer and Chief Compliance Officer of  the firm. He is also a Managing Director of TriPoint Capital Advisors, LLC, a merchant banking and financial consulting affiliate of TriPoint Global Equities. Mr. Boswell provides high-level financial services to start-up businesses and small to mid-sized companies, including holding executive and CFO positions with client companies. With TriPoint Capital Advisors, he has assisted numerous companies by advising them on corporate finance, corporate structure, corporate governance, mergers and acquisitions, SOX 404 compliance, implications of various SEC rules and FASB Emerging Issues Task Force issues as they relate to private placements, SEC reporting and disclosure requirements and employee option programs.</p><p>Mr. Boswell is currently CFO of Fitness EFX, LLC, a privately held fitness and wellness company and General Technologies Corp, a privately held technology company. He was previously CFO of Ocean Smart International and has advised numerous public companies on accounting and valuation issues. Prior to the founding of TriPoint, Mr. Boswell held a number of executive positions focusing on business development and management consulting. He also spent eight years as a senior analyst and senior engineer for various branches of the United States Government. Mr. Boswell earned a M.B.A. from Johns Hopkins University and a B.S. degree in Mechanical Engineering from University of Maryland. He holds the Series 24, 62, 63, 79, 82 and 99 licenses.</p>
                            [photo] => IuOl9r_MIke Pic.jpg
                        )

                    [4] => Array
                        (
                            [name] => Faruq Marican
                            [position] => VP
                            [description] => <p>Faruq Marican is primarily responsible for product development and marketing strategy at the firm. He specializes at the overlap between finance, technology and design. He is the co-founder of BoardVote, a social-enabled investor relations platform. He graduated from Indiana University in 2010 and holds the series 7 and 63 licenses.</p>
                            [photo] => xsC4t3_faruq.jpg
                        )

                )

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